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Workshop on Population Data Analysis, Storage and Dissemination Technologies
Bangkok, 27-30 March 2001

STAT/WDT/Viet Nam
27 March 2001
ENGLISH ONLY

ECONOMIC AND SOCIAL COMMISSION FOR ASIA AND THE PACIFIC

Workshop on Population Data Analysis, Storage and Dissemination Technologies
27-30 March 2001
Bangkok
Counytry paper: Viet Nam1/
by Mr. Dong Ba Huong and Ms. Ngo Thi Nhuong
General Statistical Office, Viet Nam
Contents
  1. Experience in data collection technologies in the 1999 Population and Housing Census of Viet Nam
  2. 1.1 Organization of the 1999 PHC
    1.2 Coverage of the census
    1.3 Scope of the census
    1.4 Pre-testing
    1.5 Census publicity
    1.6 Mapping and household listing
    1.7 Selection and training of interviewers
    1.8 Fieldwork and quality control
    1.9 Data processing

  3. Data analysis technologies
  4. Data storage and data dissemination technologies

1/  This paper has been reproduced as submitted.  It has been issued without formal editing.
I. Experience in data collection technologies in the 1999 Population and Housing Census of Viet Nam
The 1999 Population and Housing Census (1999 PHC)  was conducted under the Prime Minister's decision No. 106/QD-TTg and used 0 hour 1 April 1000 as the reference time. Its was the third nationwide census conducted in Viet Nam after the reunification of the country in 1975.
1.1   Organization of the 1999 PHC
To implement the 1999 PHC, drawing on lessons learned from the 1989 census, the GSO developed a comprehensive plan and strategies for all operations.
The Central Census Steering Committee for the 1999 Population and Housing Census was formed. Steering committees were also established at provincial, district and communal levels, to provide appropriate administrative coordinating structures and mobilize resources throughout the country.
Offices of the steering committees at central, provincial and district levels were set up for local census preparation with the participation of key leaders.
1.2  Coverage of the census
The 1999 census counted all persons defined as being resident in Vietnam at the census time point.
The manner of conducting a census assigns each person to a household. An elaborate set of rules is necessary to ensure that even in the most complex cases, a person who is determined to be resident in Vietnam is properly assigned to a household and included in the census. Procedures were also established to enumerate members of special groups including the police force, army and foreign affairs. Detailed flow charts are also provided.
1.3  Scope of the census
The Population and Housing Census has three main components-a core census that includes all persons, a housing census that includes all defined census dwellings, and a sample survey that includes approximately three percent of the population.
1.4  Pre-testing
Two major field tests were designed during the census preparations. The testing of the wording of particular questions, the design of forms and the evaluation of the relationship between scope and accuracy were the most important objectives of these tests.  However, the effectiveness of training, the suitability of the various instruction manuals, mapping and listing operations and a host of administrative and logistical tasks were also evaluated in the realistic situations established for the tests.
The pre-test results were reviewed and evaluated at a seminar held in January 1998 and provided the basis for revising some of the more difficult census questions and related manuals. Discussions at the seminar also pointed the way to further preparatory work that needed to be completed if the 1999 census were to be conducted successfully.
The second major field test was more in the nature of a pilot census. Fifty-two enumeration areas were selected for the pilot census. The pilot census provided an opportunity to review all management and logistical plans for the census (especially the control of field procedures such as mapping, household listing, enumeration and the selection and training of field staff), and the subsequent control over the flows of documents during checking and processing. Special care was also taken to note any problems arising from the use of training materials, manuals and other census documents.
A workshop was held following the completion of fieldwork, to evaluate the test and to consider the programme for the full census operation in 1999.  At a later date the results of the pilot census were processed and a second seminar was conducted to discuss problems in data entry, editing and to initiate the design of the full census processing system.
1.5  Census publicity
In an intensive programme, all media were used in presenting materials and messages to the public to understand the meaning and timing of the census and individual responsibilities to participate. The cooperation of all the media in affording priority to the census was an essential part of the national strategy, drawing upon the press, radio and television at State and provincial levels. Many forms of publicity including the use of panels, slogans, songs, competitions, and mobile presentations, often combined with meetings and discussion with local people were tried.
1.6  Mapping and household listing
A successful census requires that each enumerator should have complete information about the area to be covered and the location of each household to be interviewed. The country was divided into enumeration areas, with the intention that each EA would serve as a workload for an enumerator. The completed maps were required to show clear boundaries with neighboring EAs, needed to mark the location of each census dwelling, and easy for enumerators to follow. Quite apart from the EA maps, it was also necessary to have reliable up-to-date maps for all administrative levels-the communes, wards and urban clusters, districts, towns and provinces-as an important way of exercising control over the complex and extensive field programme involved in the census.
The household listing work commenced early in 1999 and was completed just before the start of the training of enumerators. These listing forms provided further guidance to enumerators on the size of their EAs, helped in planning their work and ensured that census counts were accurate.
1.7  Selection and training of interviewers
Based on the 1998 pilot census, it was possible to prepare some guidelines on recruitment of enumerators and supervisors.  Ideally it was felt that fieldworkers required a good education, some experience at working with others, local knowledge, and to be in sound health. In some of the more remote areas, where there was a scarcity of candidates, it was necessary to relax the guidelines and recruit from other localities with less emphasis on formal qualifications. But, even where the enumerators were recruited from outside, local people were able to participate as interpreters and guides.
The task of training 250,000 recruits as census enumerators and supervisors in six days was a huge challenge to the census organization. Training was conducted in three stages. The first stage involved training at the central level. The second stage involved training at the provincial level. The provincial staff who had themselves been trained at the central level now conducted courses in the provincial capitals. Trainees were selected from the districts for six day courses designed primarily to train the trainers for the main third stage of the training programme.
The main training, the third stage of the programme, immediately prior to the commencement of the main fieldwork. About 5,000 training courses were conducted simultaneously throughout the country to prepare supervisors and enumerators for the census enumeration. At the completion of the training sessions, the skills of participants were tested, and those who passed were appointed for the census fieldwork.
1.8  Fieldwork and quality control
A number of field procedures were adopted to ensure that the information collected was accurate. The main responsibility rested with the supervisors, who were responsible for the day to day field enumeration. Apart from their tasks of observing and checking the work of enumerators, supervisors were also instructed to re-interview a small sample of households and to make random spot checks in others to make sure the enumerators maintained high standards.
On completion of the enumerators work, the questionnaires were vetted by members of the communal/ward level steering committees. Where they felt errors had occurred they could discuss the problems with the supervisors and return to respondents to check and correct responses if necessary.
Once cleared by the communal/ward level steering committees, the batches of completed forms were passed to the steering committees at district and provincial and central levels. These committees also followed checking and verification procedures, mainly to ensure that forms were properly filled in and all households were accounted for.
1.9 Data Processing
i. Selection of software:
In late 1998, the Central Data Processing Center (CDPC) conducted test runs to develop its data processing system, using records from the  pilot census. Three different applications were tested for data entry (adapting standard packages known as IMPS, ISSA and FoxPro).  From these tests it was decided that the version based on ISSA was the best-suited to the Viet Nam census.
ii.  Distribution of data processing facilities:
Data entry and on-line editing facilities were provided at 9 centers (CDPC, Hanoi, Nam Dinh, Da Nang, Khanh Hoa, Binh Thuan, Ho Chi Minh city, An Giang and Can Tho). Each center established a computer network for census data processing with a server HP LH3 and 12 to 53 PC. For the entire country, 240 PCs were used for processing and 10 servers (two in CDPC).  A total of 450 data entry operators were engaged to work in two shifts. The network in each regional computer centers is connected to the CDPC network through a telephone dial-up system. Thus, as data entry was completed in each province, data files were transferred to the CDPC server.
iii.  The data entry, editing and tabulations operations:
The main strategy for data entry is to "photocopy" all information on the  questionnaires to the computer, that is to change recorded information as little as possible.  To do this keyers were not permitted to modify or correct recorded information. However, there were a number of checks provided to ensure the keyed data were valid, but most of these checks were in the form of warning messages  to control for key stroke errors and column shifting. Data entry was completed for the 3 percent sample within about two 2 months. All editing operations were undertaken at the CDPC. Tables were produced progressively from September 1999, using the CENTS module.
A number of consistency checks were carried out (the edits were specified in CONCOR) and records in error were edited on-line by special editors. As soon as data entry for a district was completed, a listing of inconsistencies was printed out for checking and, correction and updating of files.
iv.  System management and control:
A system of management and control was developed by CPDC (using a FoxPro application) to help managers to monitor the processing. All stages in the cleaning of data are monitored under this system, from the receipt of the questionnaires, to data entry, verification, checking, listing of inconsistencies, data correction, combining EA data files into higher geographic levels, production of frequency tables, and data backup. The system also provides the mechanism to validate the geographic identification of keyed data, to avoid duplication or omission of EAs. For managers, the system generates different kinds of reports, for example, to keep track of the status of each EA, to calculate the quantity and quality of work of the data entry operators and print salaries due, or to provide frequencies of imputed values to subject mater specialists to ensure the rules are properly applied.
II. Data analysis technologies
The major type of training provided through the technical assistance given by ESCAP in the planning, conduct and presentation of census analysis. The users of census data and analysis are also be involved in the analysis planning workshop on tabulation and data analysis plan which was provided to prepare a special plan for the demographic data analysis training courses as well as the internal research seminars and research studies to be carried out by various institutions. The GSO and other agencies responsible for conducting the analysis participated in the workshop.
Technical assistance for data analysis was provided from CST-UNFPA funded consultants in preparation of analytical reports. For those reports, ESCAP staff come to Hanoi during the planning stage in order to provide assistance in preparing the study design and outline. The persons and officers responsible for the analysis will then prepare the necessary tables, conduct the analysis and prepare the draft reports in Vietnamese and English. the chapter will then be reviewed and finalized the English text by CST consultants.
Three 3-week sectoral training courses on census data analysis was conducted for participants from GSO, line-ministries and research institutions. The GSO has responsible for much of the analysis of census data but invited other agencies concerned with particular sectors to carry out some analysis, namely the Ministry of Labour- Invalid and Social Affaires (MOLISA) and the National Economic University (NEU).
For the 3 percent sample analysis, the Analysis Team divided into four groups, each responsible for two or three chapters. ESCAP provided two staff members to assist with the analysis of nine chapters. About 2500 copies of that report were disseminated in August 2000 to a wide variety of users inside and outside the country.
Three census monographs containing in-depth analysis of census data are also be prepared. The first analyzes in detail the nuptiality, fertility and mortality of regions and provinces by socio-economic and demographic variables. The second analyzes process of migration and urbanization, incorporating other social, economic and demographic variables during the 10 years (1989-1999); in addition, it examines policy implications for the future. The third analyzes the labour and employment situation and prospects over the last decade; it proposes policy recommendations for the next decade. As the plan, about 2500 copies of each monographs will be disseminated to a wide users in May 2001.
It is observed that, in Viet Nam, data collected on births and deaths occurring during the 12 months prior to the census are subject to various kinds of errors and biases, leading to the under-estimation of fertility and mortality rates. In order to overcome this problem, at the country and regional levels, a special post-enumeration survey (PES) of the 3 percent sample on fertility and mortality was conducted one month after the census. Adjustment factors then estimated to correct fertility and mortality rates. However, at the provincial level, due to its sample size is much lower than the regional level, the cumulative fertility experience and proportion dead among children ever born by age group of women have been used to derive indirect estimates of fertility and mortality.
III. Data storage and data dissemination technologies
The users of census data are also be invited to attend the two one-day data storage and dissemination workshops held in Hanoi to prepare a special plan, content and technology for the data storage and data dissemination. The GSO, line-ministries and other agencies at the central and provincial level, and staff of some international institutions in Hanoi participated in the workshop. After the needs of users have been investigated, a mix of census products and services has been developed to meet these needs. Census information requirements can be broadly classified into the following segments:
  • High level management, media, some foreign organizations interested in summary statistics, high level of geographic aggregation, main findings etc. They probably want this information in hardcopy, and for the information to be brief and easy to use.
  • Ministries, large organizations require a high level of geographic aggregation, but perhaps more statistical detail. These users may require hardcopy output, data in electronic format or on-line access.
  • Authorities at province, district and commune level require more detail tables for their own region. They also want regional profiles containing data from some others for comparison.
  • Researchers require detailed user specified tabulations and micro data in electronic format.
  • Other organizations request a wide range of output, much of which should be satisfied from summary or more detailed output produced databases created to store tabulated output. Information may be required on hardcopy or electronically.
In order to ensure widespread use of 1999 census information, GSO has made preparation of information booklets, newsletters, publications (in various formats and media) for different target audiences, with technical assistance from CST advisers and national experts, and providing following output where appropriate:
  • Micro data and access software to allow creation of user specified output.
  • Standard tables in electronic format with access and manipulation software.
  • Electronic databases for storing tables available on demand.
  • Electronic products including software such as POPMAP.
  • Brief documents providing main findings of census data.
  • Hardcopy publications containing census information at all geographic levels.
  • Thematic and analytical publications, and electronic versions of these publications.
Immediately following publication of each census products, GSO convenes a workshop/press conference to present the results of publications/electronic products to policy makers, planners and researchers from other ministries and institutes. The workshop and press conference informs the participants of the results of the analysis and how the results may be incorporated into their sectoral planning/research.
According to the plan has been approved, the results of the 1999 PHC are published and disseminated in following publications and electronic products:
For Preliminary results:
1. Viet Nam Population and Housing Census 1999: Preliminary Results (Sept. 1999)
The report includes two parts: Part I presents the most basic indicators, based on a manual count which was undertaken immediately after the completion of the census fieldwork, including population by sex, population growth rate, sex ratio, and population density tabulated by province and urban/rural areas. Part II is a brief description of census organization and implementation.
For Three-Percent Sample Results:
2. Viet Nam Population and Housing Census 1999: Sample Results (Aug. 2000)
The report includes 3 parts:
  • Part I presents a detailed description of census organization and implementation, sample design and an overview on census quality.
  • Part II analyzes major results such as: population size and composition, fertility and mortality, migration and urbanization, education and qualifications and economic characteristics of the population.
  • Part III presents statistical tables inflated from the 3% sample data, illustrative maps and annexes.
3. Summary report on sample results (Mar. 2000)
The report provides Government leaders with key census indicators calculated from the 3% sample results.
4. Computer printout tables on 3% sample results (Jan. 2000)
This is a set of detailed data tables printed out by computers (raw data), tabulated for the national, regional and provincial levels and separated by urban and rural areas. These data tables are kept at the General Statistical Office and Provincial Statistical Offices.
5. Brochure "The 1999 Population and Housing Census" (May 2000)
This is a brief and colorful presentation, including data tables together with illustrative figures/charts, on key census indicators selected from the 3% sample results.
6. Website of the computer printout tables on the 3% sample results (July 2000)
7. Micro database together with software package used for producing tabulations from the 3% sample results (Sep. 2000)
8. Monograph on fertility and  mortality  (May 2001)
This monograph analyzes in detail the nuptiality, fertility and mortality of regions and provinces.
9. Monograph on migration and urbanization (Jun. 2001)
This is an in-depth analysis on the process of migration and urbanization, incorporating other social, economic and demographic variables during the 10 years (1989-1999); in addition, it examines policy implications for the future.
10. Monograph on labour and employment (Jun. 2001)
This is an in-depth analysis on the labour and employment situation and prospects over the last decade; it proposes policy recommendations for the next decade.
For the Completed results:
11. The system of computer printout tables on completed results (Apr. 2001)
This is the set of computer printout tables (raw data), available for all administrative levels from the central to commune levels, separated for urban and rural areas. These tables will be kept at the General Statistical Office, Provincial Statistical Offices and District Statistical Offices.
12. Summary report on completed results (Apr. 2001)
This report will provide Government leaders with key indicators drawn from the completed results of the census.
13. Brochure "The 1999 population and housing census: Completed results" (Apr. 2001)
This is a brief and colorful presentation, including data tables together with selected illustrative figures/charts, on selected indicators drawn from the completed results.
14. Macro database on tables of completed results on CD-ROM and GSOnet (Jun. 2001)
15. Electronic population atlas for provincial and district levels using the POPMAP software package (Jul. 2001).


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